Web9 feb. 2024 · Strengthening regulation for private fund advisers is aimed at protecting investors as hedge funds, private equity groups and venture capital funds have amassed more than $18tn in gross assets ... Web5 nov. 2024 · Private funds are expressly subject to the 3% acquisition limit in Section 12 (d) (1) (A) of the 1940 Act, but this provision has been interpreted to not require …
Private fund advisers to spell out fees, performance under new …
Web3 feb. 2024 · What the SEC’s new marketing rules mean for private funds New guidelines clear away a web of no-action letters and provide new guidance, possibly opening up the … Web17 mrt. 2024 · Wall Street's top regulator is set to adopt new rules aimed at bolstering oversight of systemic risk in the burgeoning, multitrillion-dollar world of private equity … intel h10 firmware
SEC Proposes Private Fund Reform to Protect Investors
Web13 apr. 2024 · 1 The type of performance information that would be required for CLOs is uncertain and depends on whether CLOs will be considered “illiquid funds”, “liquid funds” or hybrids of the two. A conservative reading of the Proposed Rules suggests CLOs should be treated as liquid funds, which would need to disclose annual net total returns for each … Web3 mrt. 2024 · The Proposed Rules contain new reporting and compliance requirements, requiring firms to maintain certain records for five years, including: (1) the Cybersecurity Program; (2) annual reviews thereof; (3) reports provided to a registered fund's or BDC's board regarding cybersecurity; (4) any Form ADV-C filed by a RIA; (5) regulatory filings … Web17 jan. 2024 · For additional information on the Marketing Rule, please see the related DLA Piper publication, "How private fund advisers are preparing for the upcoming … john 7 37 39 commentary